Salasar Stock Broking Ltd.

Slide One

Online Access to back office

Link to verify Collateral Details with NSE Clearing Ltd

Information Regarding Grievance Redressal Mechanism

UNSC’s Al-Qaida Sanctions List

Client Registration Documents (Rights & Obligations, Risk Disclosure Document, Do’s & Don’t’s) in Vernacular Language

Important Announcement

Client Registration

“KYC is one time exercise while dealing in securities markets – once KYC is done through a SEBI Registered Intermediary (Broker, DP, Mutual Fund etc), you need not undergo the same process again when you approach another intermediary.”

Attention Investors : “No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor’s account”.

Prevent unauthorised transactions in your account -> Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day.

Investors beware. Do not trade on the basis of SMS tips. Take an informed decision before investing………. Issued in the interest of Investors

” Attention Investors

1. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020. 2. Update your mobile number & email lD with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge. 3. Pay 20% upfront margin of the transaction value to trade in cash market segment. 4. Investors may please refer to the Exchange’s Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 along with FAQ on BSE website vide notice no. 20200731-7 dated 31st July 2020 and 20200831-45 dated 31st August 2020 and other guidelines issued from time to time in this regard. 5. Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month.

——— Issued in the interest of Investors “

About: Salasar Stock Broking Ltd.

Incorporated in 1994, the company deals in financial market business. We seek to extend our capability further & carve out a niche as a key finance-related company that offers diversified financial services. Meticulous care is taken to ensure high quality, flexible and prompt service. The company is a corporate member of NSE, BSE, CSE, MSEI and depository participant of NSDL. Our notable commercial activities are as follows:

Securities Trading :

A corporate member of NSE Ltd, BSE Ltd, CSE Ltd, MSEI Ltd and having membership in Capital Markets and Derivatives Markets segments which includes trading in instruments such as equity, bonds, futures, options, warrants, currencies etc. Offering all the products to its clients through Offline and Online trading systems, we are reputed for our prompt and reliable services to the clients in time bound manner. We undertake buying & selling of securities for Clients which includes Individual, HNI, Corporates etc.

Depository Services :

We offer depository participant services through National Depository Services (India) Ltd such as maintenance of beneficiary owner accounts, dematerialization, pledging, etc. to the investor community. The main objective of starting the service is to cater to the needs of diverse investor segments such as retail investors, HNI investor etc. at a competitive rate, better usage of infrastructure & execution of the same without any extra charge.

Background of Board of Directors :

1. Mr. Pradeep Kumar Saraogi, a stock market veteran having experience of more than 30 years in Financial Markets. He has actively been trading since floor based Out-Cry trading systems on exchanges. Having seen multiple Bull & Bear market phases, he has also witnessed significant transformation of markets in these years. He predominantly looks after the proprietary trading desk of the company apart from other responsibilities.

2. Mr. Shyam Saraogi is the son of Late Mr. Rajkumar Saraogi, the founder of the company. He is a Commerce Graduate and looks after the Company’s Trading operations along with maintaining Client Relations since the last 15 years.

3. Mr. Kiran Kumar Sonthalia is the promoter of the company and also the Whole Time Director & Compliance Officer. A graduate in Commerce, member of Merchant Chamber of Commerce, he looks after compliances with the various regulators such as SEBI, RBI, NSE, BSE etc. He also supervises the whole back-office division of the company.

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